Compliance Advisory Retainer

Compliance can be confusing. Have someone to ask.

We provide ongoing compliance support services that you can access at any time. Your organization will be assigned a dedicated BSA/AML specialist that will work alongside your team as external support for all BSA/AML  matters. The specialist will have an in-depth knowledge of your organization and its complexities so that you can always get your questions answered promptly and without having to explain your organization's circumstances repeatedly.

What’s included?

The monthly subscription includes:

• Dedicated BSA/AML specialist who will work with you to understand regulatory requirements and develop an action plan for implementing your BSA/AML program.
• Unlimited consulting calls, video calls, or emails that are capped at the specified monthly cap included in your subscription.
• High-level review of your organization's policies, procedures and controls, and recommendations for next steps.
• Quarterly catch-ups via video call to review progress and discuss any updates or changes.
• Assistance with correspondence with third parties such as financial services partners, banks, and compliance tools vendors.
• Assistance during internal or independent audits (testing).
• Assistance with customer due diligence and enhanced customer due diligence.
• Assistance with setting up your internal policies, procedures, and controls.
• 20% discount on all of our product offerings.
• 40% discount on conducting an annual internal review (testing).